Corporate and Shareholder Information
Number of Shareholders
At November 19, 2018, there were 348 holders of record of our common stock. Shares of our common stock are held by a substantially greater number of beneficial owners, whose shares are held of record by banks, brokers and other financial institutions.
Annual Report on Form 10-K; Certifications
A copy of the Annual Report on Form 10-K, as filed with the Securities and Exchange Commission, is included in this document and is also available, without charge, at sec.gov, upon request in writing to Corporate Secretary, Raymond James Financial, Inc., 880 Carillon Parkway, St. Petersburg, Florida 33716, or by emailing investorrelations@raymondjames.com.
Raymond James has included, as exhibits to its 2018 Annual Report on Form 10-K, certifications of its chief executive officer and chief financial officer as to the quality of the company’s public disclosure. Raymond James’ chief executive officer has also submitted to the New York Stock Exchange a certification that he is not aware of any violations by the company of the NYSE company listing standards.
Annual Meeting
The annual meeting of shareholders will be conducted at Raymond James Financial’s headquarters in The Raymond James Financial Center, 880 Carillon Parkway, St. Petersburg, Florida, on February 28, 2019, at 4:30 p.m.
The meeting will be broadcast live via streaming audio on raymondjames.com under “Investors – Shareholders’ Meeting.”
Notice of the annual meeting, proxy statement and proxy voting instructions accompany this report to shareholders. Quarterly reports are made available to shareholders in February, May and August.
Electronic Delivery
If you are interested in electronic delivery of future copies of this report, please see the proxy voting instructions.
Transfer Agent and Registrar
Computershare Inc.
P.O. Box 505000
Louisville, KY 40233-5000
800.837.7596
computershare.com/investor
Independent Auditors
KPMG LLP
New York Stock Exchange Symbol
RJF
Covering Analysts
Alex Blostein
Goldman Sachs & Co.
Christian Bolu
Sanford C. Bernstein & Co.
Steven J. Chubak, CFA
Wolfe Research
Christopher Harris
Wells Fargo Securities, LLC
William R. Katz
Citigroup Global Markets, Inc.
James Mitchell
The Buckingham Research Group
Devin Ryan
JMP Securities
Craig Siegenthaler
Credit Suisse
Principal Subsidiaries
Raymond James & Associates, Inc.
Securities broker/dealer
Member New York Stock Exchange
Member Financial Industry Regulatory Authority
Raymond James Financial Services, Inc.
Securities broker/dealer Member Financial Industry Regulatory Authority
Raymond James Financial Services Advisors, Inc.
Registered Investment Advisor
Raymond James Ltd.
Canadian securities broker/dealer
Member Toronto Stock Exchange
Carillon Tower Advisers, Inc.
Asset and mutual fund management
Raymond James Bank, N.A.
Member Federal Deposit Insurance Corporation