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      4. Corporate and Shareholder Information

        Number of Shareholders

        At November 19, 2018, there were 348 holders of record of our common stock. Shares of our common stock are held by a substantially greater number of beneficial owners, whose shares are held of record by banks, brokers and other financial institutions.

        Annual Report on Form 10-K; Certifications

        A copy of the Annual Report on Form 10-K, as filed with the Securities and Exchange Commission, is included in this document and is also available, without charge, at sec.gov, upon request in writing to Corporate Secretary, Raymond James Financial, Inc., 880 Carillon Parkway, St. Petersburg, Florida 33716, or by emailing investorrelations@raymondjames.com.

        Raymond James has included, as exhibits to its 2018 Annual Report on Form 10-K, certifications of its chief executive officer and chief financial officer as to the quality of the company’s public disclosure. Raymond James’ chief executive officer has also submitted to the New York Stock Exchange a certification that he is not aware of any violations by the company of the NYSE company listing standards.

        Annual Meeting

        The annual meeting of shareholders will be conducted at Raymond James Financial’s headquarters in The Raymond James Financial Center, 880 Carillon Parkway, St. Petersburg, Florida, on February 28, 2019, at 4:30 p.m.

        The meeting will be broadcast live via streaming audio on raymondjames.com under “Investors – Shareholders’ Meeting.”

        Notice of the annual meeting, proxy statement and proxy voting instructions accompany this report to shareholders. Quarterly reports are made available to shareholders in February, May and August.

        Electronic Delivery

        If you are interested in electronic delivery of future copies of this report, please see the proxy voting instructions.

        Transfer Agent and Registrar

        Computershare Inc.
        P.O. Box 505000
        Louisville, KY 40233-5000
        800.837.7596
        computershare.com/investor

        Independent Auditors

        KPMG LLP

        New York Stock Exchange Symbol

        RJF

        Covering Analysts

        Alex Blostein
        Goldman Sachs & Co.

        Christian Bolu
        Sanford C. Bernstein & Co.

        Steven J. Chubak, CFA
        Wolfe Research

        Christopher Harris
        Wells Fargo Securities, LLC

        William R. Katz
        Citigroup Global Markets, Inc.

        James Mitchell
        The Buckingham Research Group

        Devin Ryan
        JMP Securities

        Craig Siegenthaler
        Credit Suisse

        Principal Subsidiaries

        Raymond James & Associates, Inc.
        Securities broker/dealer
        Member New York Stock Exchange
        Member Financial Industry Regulatory Authority

        Raymond James Financial Services, Inc.
        Securities broker/dealer Member Financial Industry Regulatory Authority

        Raymond James Financial Services Advisors, Inc.
        Registered Investment Advisor

        Raymond James Ltd.
        Canadian securities broker/dealer
        Member Toronto Stock Exchange

        Carillon Tower Advisers, Inc.
        Asset and mutual fund management

        Raymond James Bank, N.A.
        Member Federal Deposit Insurance Corporation

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